Dynamic Beta Investments LLC (New York)

Name: Dynamic Beta Investments LLC
Address: 575 Fifth Avenue, New York, NY, 10017 2404
Telephone: 646-837-7630

Dynamic Beta Investments LLC is a large advisory firm based in New York. It manages $251.54 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2018.

Dynamic Beta Investments provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dynamic Beta Investments: assets under management

The assets under management (AUM) of Dynamic Beta Investments LLC is $251.54 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -62% since the beginning of its operation, and $182.83 million of the total AUM is attributable to clients outside of the United States.

The firm manages $251.54 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $50.31 million each.

Investments

The firm invests in derivatives the most. They account for 97% of the total AUM. The second-largest asset type is exchange traded securities, which make up 3% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Dynamic Beta Investments LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dynamic Beta Investments serves?

The firm provides services to investment companies, other investment advisers, high net worth individuals, and pooled investment vehicles. The largest group of clients of Dynamic Beta Investments is pooled investment vehicles with 1 clients and $182.83 million of assets under management. Among the 6 most similar advisory firms, Dynamic Beta Investments has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $251.54 million for 5 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 20% of the firm’s clients are foreign persons or businesses.

Dynamic Beta Investments doesn't advise any private funds.

Careers at Dynamic Beta Investments LLC

The company employs 8 people that are either part- or full-time employees. 38 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Sasco Holdings	Member	1 Jul 2012	25% - 50%	20-0957483
Bonaventura Taglialatela	Chief compliance officer and chief financial officer	1 Jul 2012	Other	1468552
Mathias Alexis Mamou Mani	Co-portfolio manager	1 Jul 2012	Other	5764963
Andrew David Beer	Managing member and co-portfolio manager	1 Jul 2012	Other	4374383
Beachhead Capital Holdings Llc	Member	1 Jul 2018	25% - 50%	82-4094538
Im Square Holding 4 Llc	Member	1 Jul 2018	25% - 50%	83-0743980
David Jay Diamond	Chief operating officer	1 Jul 2018	Other	4376470

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Eleanor Chai Beer	Sole member	1 Mar 2003	75% - 100%	4927379
Eurazeo Sa	Holding company	1 Apr 2014	75% - 100%	00-0000000
Legendre Holding 36	Holding company	1 Jun 2015	50% - 75%	00-0000000
Mathias Alexis Mamou Mani	Member	1 Jan 2018	50% - 75%	5764963
Andrew David Beer	Managing member	1 Jan 2018	50% - 75%	4374383
Imsquare Sas	Parent	1 May 2018	75% - 100%	98-1277295

Based in New York

The principal office where Dynamic Beta Investments LLC performs its advisory services is located at 575 Fifth Avenue, New York, NY 10017 2404, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-837-7630 or by fax 212-952-0522. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at beachheadcapital.com.