Change Finance, P.B.C. (Alexandria)

Name: Change Finance, P.B.C.
Address: 705 Grand View Drive, Alexandria, VA, 22305
Telephone: 978-930-4673

Change Finance, P.B.C. is an investment adviser to an investment company based in Alexandria. It manages $4.39 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Colorado and Virginia.

Change Finance, P.B.C provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Change Finance, P.B.C: assets under management

The assets under management (AUM) of Change Finance, P.B.C. is $4.39 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 61% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.39 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.39 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Change Finance, P.B.C. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Change Finance, P.B.C serves?

The only and largest group of clients of Change Finance, P.B.C is investment companies with 1 clients and $4.39 million of assets under management. Among the 6 most similar advisory firms, Change Finance, P.B.C has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $4.39 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Change Finance, P.B.C doesn't advise any private funds.

Careers at Change Finance, P.B.C.

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Lillian Hunter Lovins joined the executive team most recently as the Chief Executive Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Andrew Rodriguez	President; chief investment officer	1 Jun 2016	25% - 50%	6525450
Donna Lea Morton	Chief executive officer	1 Jun 2016	25% - 50%	6334364
Lillian Hunter Lovins	Vice president	1 Jun 2016	Other	6806427
Dorrit Hannah Lowsen	Chief compliance officer; chief operating officer	1 Aug 2016	Other	6806393
Lillian Hunter Lovins	Chief executive officer	1 Oct 2018	Other	6806427

Based in Alexandria

The principal office where Change Finance, P.B.C. performs its advisory services is located at 705 Grand View Drive, Alexandria, VA 22305, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 978-930-4673. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at change-finance.com.