Trias Capital Management, Inc. (Chicago)

Name: Trias Capital Management, Inc.
Address: 140 South Dearborn Street, Chicago, IL, 60603
Telephone: 312-223-9400

Trias Capital Management, Inc. is a large advisory firm based in Chicago. It manages $1.11 billion of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Illinois.

Trias Capital Management provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Trias Capital Management: assets under management

The assets under management (AUM) of Trias Capital Management, Inc. is $1.11 billion. The firm's AUM has grown by 1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $155.2 million in discretionary accounts and $952.9 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $17.24 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $952.9 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Trias Capital Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Trias Capital Management, Inc.

James Casselberry has been acting as President since 1 Apr 1996. Wesley E Finch joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Casselberry	Chairman	1 Apr 1996	25% - 50%	2905387
Nora Jane Bustamante	Chief operating officer	1 Apr 1996	Other	4423097
James Arthur Casselberry	Chairman	1 Apr 1996	50% - 75%	2905387
Michael Leon Lucas	President	1 Jun 1996	Other	1907173
Lp Northcoast Fund	Shareholder	1 Oct 1998	25% - 50%	34-1697006
Wesley E Finch	Shareholder	1 Jan 2003	Other	1494076
Wesley Edward Finch	Shareholder	1 Jan 2003	Other	1494076

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Jonathan George Turk	General partner	1 Nov 1997	Other	1434992

Based in Chicago

The principal office where Trias Capital Management, Inc. performs its advisory services is located at 140 South Dearborn Street, Chicago, IL 60603, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 312-223-9400 or by fax 312-223-9430. The normal business hours are 8:30 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.trias.com.