Gfp Investment Services, Inc. (Bethlehem)

Name: Gfp Investment Services, Inc.
Address: 135 East Broad Street, Bethlehem, PA, 18018
Telephone: 610-419-8680

Gfp Investment Services, Inc. is a large advisory firm based in Bethlehem. It manages $190 million of regulatory assets for 1,100 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of New Jersey and Pennsylvania.

Gfp Investment Services provides portfolio management for individuals and small businesses, pension consulting services, and financial consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gfp Investment Services: assets under management

The assets under management (AUM) of Gfp Investment Services, Inc. is $190 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in investment and business development companies the most. They account for 95% of the total AUM. The second-largest asset type is other assets, which make up 5% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gfp Investment Services, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Gfp Investment Services serves?

The firm provides services to individuals and pension and profit sharing plans. The largest group of clients of Gfp Investment Services is pension and profit sharing plans with 50 clients and $155 million of assets under management. Among the 6 most similar advisory firms, Gfp Investment Services has the 2nd highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $190 million for 300 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Gfp Investment Services doesn't advise any private funds.

Careers at Gfp Investment Services, Inc.

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gerald Francis Foran	President / chief compliance officer	1 Oct 2014	75% - 100%	600485
Frank S Babashak	Chief compliance officer	1 Jul 2016	75% - 100%	5096199

Based in Bethlehem

The principal office where Gfp Investment Services, Inc. performs its advisory services is located at 135 East Broad Street, Bethlehem, PA 18018, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-419-8680 or by fax 610-419-8690. The normal business hours are 8-5 on Monday - Friday. You can find more information about the New York firm at gfpinvestmentservices.com.