Oracle Investment Management, Inc. (Stamford)

Name: Oracle Investment Management, Inc.
Address: 262 Harbor Drive, 3 Rd Fl, Stamford, CT, 06902
Telephone: 203-862-7900

Oracle Investment Management, Inc. is a large advisory firm based in Stamford. It manages $493.72 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Connecticut.

Oracle Investment Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Oracle Investment Management: assets under management

The assets under management (AUM) of Oracle Investment Management, Inc. is $493.72 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -50% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $493.72 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $164.57 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Oracle Investment Management, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Oracle Investment Management serves?

The only and largest group of clients of Oracle Investment Management is pooled investment vehicles with 3 clients and $493.72 million of assets under management. Among the 10 most similar advisory firms, Oracle Investment Management has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $493.72 million for 3 clients. None of the firm’s clients are foreign persons or businesses.

Oracle Investment Management also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $2,000,000.

Careers at Oracle Investment Management, Inc.

The company employs 8 people that are either part- or full-time employees. 63 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Larry Neil Feinberg	Sole owner of oracle investment management, inc. and managing member of oracle associates, llc (relying adviser)	1 Jul 1993	75% - 100%	1670981
Aileen Kim Wiate	Chief compliance officer / chief financial officer	1 Dec 2008	Other	4335941
Tina Marie Cronin	Chief financial officer	1 Sep 2017	Other	6927064
Hannah Alyssa Whitney	Chief compliance officer	1 Oct 2017	Other	5880963

Based in Stamford

The principal office where Oracle Investment Management, Inc. performs its advisory services is located at 262 Harbor Drive, 3 Rd Fl, Stamford, CT 06902, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-862-7900 or by fax 203-862-1613. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at oraclepartners.com/.