North Country Investment Advisers, Inc. (Glens Falls)

North Country Investment Advisers, Inc. is a large advisory firm based in Glens Falls. It manages $185.54 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

North Country Investment Advisers provides portfolio management for investment companies and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

North Country Investment Advisers: assets under management

The assets under management (AUM) of North Country Investment Advisers, Inc. is $185.54 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 180% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $185.54 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $185.54 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay North Country Investment Advisers, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients David L. Moynehan serves?

The only and largest group of clients of David L. Moynehan is investment companies with 1 clients and $185.54 million of assets under management. Among the 10 most similar advisory firms, North Country Investment Advisers has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $185.54 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

North Country Investment Advisers doesn't advise any private funds.

Careers at North Country Investment Advisers, Inc.

The company employs 6 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

David L. Moynehan has been acting as President since 1 May 2002. Michael G Mihaly joined the executive team most recently as the President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Glens Falls National Bank & Trust Company	Sole owner	1 Dec 2000	75% - 100%	14-0696635
Kenneth C Hopper	Director	1 Dec 2000	Other	4391517
Richard J Reisman	Director	1 Dec 2000	Other	4391521
Michael F Massiano	Director	1 Dec 2000	Other	4391523
Thomas L. Hoy	Director	1 Dec 2000	Other	4391462
John J Murphy	Treasurer	1 Dec 2000	Other	4391527
Gerard R Bilodeau	Secretary	1 Dec 2000	Other	4391530
Michael S Dier	Vice president	1 Dec 2000	Other	4391543
Anita Rosanne Manolt	Vice president	1 Dec 2000	Other	1163334
John E Arsenault	President	1 Dec 2000	Other	4391509
Jeffrey S Spaulding	Controller	1 Jan 2001	Other	4391537
Peter J Lareau	Compliance officer	1 Jan 2001	Other	4391607
Mary Elizabeth T Fitzgerald	Director	1 May 2001	Other	4506823
David L. Moynehan	Director	1 May 2002	Other	4603309
Peter Matthew Capozzola	Vice president	1 Feb 2003	Other	1147984
David G. Kruczlnicki	Director	1 May 2004	Other	4840887
Peter J Lareau	Chief compliance officer	1 Aug 2004	Other	4391607
Terry R. Goodemote	Treasurer	1 Nov 2004	Other	4906166
Herbert O. Carpenter	Director	1 Apr 2006	Other	5144959
Thomas J Murphy	Secretary	1 Aug 2007	Other	5438789
Leslie E. Munger	Assistant compliance officer	1 Aug 2007	Other	5499189
John J Murphy	Director	1 May 2008	Other	4391527
Elizabeth O'connor Little	Director	1 May 2008	Other	5643459
Michael S Dier	President	1 Apr 2011	Other	4391543
Richard J Reisman	Director	1 May 2011	Other	4391521
Tenee R Casaccio	Director	1 May 2011	Other	5919894
Colin L Read	Director	1 May 2011	Other	5919896
Manuel S Orta	Vice president	1 Sep 2011	Other	5974479
Douglas F Welch	Secretary	1 Sep 2011	Other	5974482
John E Arsenault	President	1 May 2012	Other	4391509
Peter Matthew Capozzola	President	1 May 2013	Other	1147984
John E Arsenault	Director	1 May 2013	Other	4391509
Elizabeth O'connor Little	Director	1 Feb 2015	Other	5643459
Leslie E. Munger	Chief compliance officer	1 Aug 2015	Other	5499189
James M Dawsey	Director	1 Jan 2016	Other	6820636
Mark L Behan	Director	1 Feb 2016	Other	6617073
Elizabeth A Miller	Director	1 Feb 2016	Other	6617076
Lisa T Walbridge	Secretary	1 Feb 2016	Other	6617051
Raymond Francis Oconor	Director	1 Feb 2017	Other	1294398
Russell David Antonacci	Secretary	1 Feb 2017	Other	3060698
Peter Matthew Capozzola	Vice president	1 Jul 2017	Other	1147984
Manuel S Orta	President	1 Jul 2017	Other	5974479
Edward J Campanella	Treasurer	1 Oct 2017	Other	6867058
Emanuela Alina Kindron	Vice president	1 Aug 2018	Other	7010811
Peter Matthew Capozzola	President	1 Aug 2018	Other	1147984
Adam Matthew Horowitz	Secretary	1 Feb 2019	Other	5012001
Michael G Mihaly	President	1 Jun 2019	Other	7147093

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Arrow Financial Corp.	Sole owner	1 Sep 1983	75% - 100%	22-2448962

Based in Glens Falls

The principal office where North Country Investment Advisers, Inc. performs its advisory services is located at C/O Glens Falls National Bank, Glens Falls, NY 12801 2161 The mailing address of the firm is 250 Glen Street, Glens Falls, NY 12801 2161. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 518-745-1000 or by fax 518-745-7096. The normal business hours are 9:00 a.m. - 4:30 p.m. on Monday - Friday.