Es Capital Advisors LLC (Wellesley)

Name: Es Capital Advisors LLC
Address: 40 Walnut Street, Wellesley, MA, 02481
Telephone: 877-486-4702

Es Capital Advisors LLC is an internet adviser based in Wellesley. It manages $22 thousand of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Massachusetts.

Es Capital Advisors provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Es Capital Advisors: assets under management

The assets under management (AUM) of Es Capital Advisors LLC is $22 thousand, all of which is managed in discretionary accounts. The firm's AUM has gone down by -98% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $22 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.33 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 94% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 6% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Es Capital Advisors LLC for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Es Capital Advisors LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

David Jay Morton has been acting as President since 1 Apr 2012. Inc. T0.Com joined the executive team most recently as the Majority Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Jay Morton	Director	1 Apr 2012	75% - 100%	2238613
Michael John Capobianco	Director/cco	1 Apr 2014	50% - 75%	2159543
Mark Stephen Marrone	Cco	1 May 2014	Other	1987907
Michael John Capobianco	Cco	1 Aug 2014	Other	2159543
Tim M Kaelin	Chief operating officer	1 Sep 2014	Other	6027419
Timothy Michael Kaelin	Member, chief operating & financial officer [non-employee]	1 Sep 2014	Other	6027419
Robert Dale Peatman	Cco	1 Sep 2014	Other	1956227
James Bernard Craver	General counsel & chief compliance officer	1 Nov 2014	Other	823298
Inc. T0.Com	Majority owner	1 Jan 2018	50% - 75%	47-2409269
Kevin Patrick Lane	Chief compliance officer	1 Jan 2018	Other	2366019
Inc. Tzero.Com	Majority owner	1 Jan 2018	50% - 75%	47-2409269

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Overstock.Com	Majority (81%) shareholder	1 Aug 2015	75% - 100%	87-0634302

Based in Wellesley

The principal office where Es Capital Advisors LLC performs its advisory services is located at 40 Walnut Street, Wellesley, MA 02481, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 877-486-4702. The normal business hours are 9am-4pm on Monday - Friday. You can find more information about the New York firm at escapitaladvisors.com.