Comperio Retirement Consulting, Inc. (Cary)

Name: Comperio Retirement Consulting, Inc.
Address: 51 Kilmayne Drive, Cary, NC, 27511
Telephone: 919-401-3500

Comperio Retirement Consulting, Inc. is a pension cosultant based in Cary. It manages $1.4 billion of regulatory assets for 30 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of North Carolina, Pennsylvania, and South Carolina.

Comperio Retirement Consulting provides financial planning services, pension consulting services, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Comperio Retirement Consulting: assets under management

The assets under management (AUM) of Comperio Retirement Consulting, Inc. is $1.4 billion. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Comperio Retirement Consulting, Inc. for their services and products based on hourly charges and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Comperio Retirement Consulting serves?

The only and largest group of clients of Comperio Retirement Consulting is pension and profit sharing plans with 30 clients and $1.4 billion of assets under management. Among the 10 most similar advisory firms, Comperio Retirement Consulting has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $1.4 billion for 30 clients. None of the firm’s clients are foreign persons or businesses.

Comperio Retirement Consulting doesn't advise any private funds.

Careers at Comperio Retirement Consulting, Inc.

The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Richard Sotell	Managing director, president, chief compliance officer & treasurer	1 May 2006	75% - 100%	1983050
Charles Dean Leedy	Managing director, chief compliance officer	1 May 2006	Other	1012440
Malcolm Mceachern Trevillian	Managing director	1 May 2006	Other	1001676
Charles Dean Leedy	Director ,secretary	1 Jan 2008	25% - 50%	1012440
Scott Francis Fremer	Secretary	1 Dec 2015	Other	2365565

Based in Cary

The principal office where Comperio Retirement Consulting, Inc. performs its advisory services is located at 51 Kilmayne Drive, Cary, NC 27511 The mailing address of the firm is 107 Cherrywood Ct, Mcmurray, PA 15317. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 919-401-3500 or by fax 919-401-3501. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at comperiorc.com and its LinkedIn profile.