Wabash Capital, Inc. (Terre Haute)

Name: Wabash Capital, Inc.
Address: 2901 Ohio Blvd, Terre Haute, IN, 47803
Telephone: 812-242-9113

Wabash Capital, Inc. is a large advisory firm based in Terre Haute. It manages $110.44 million of regulatory assets for 657 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Colorado, Florida, Illinois, and 3 other states.

Wabash Capital provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wabash Capital: assets under management

The assets under management (AUM) of Wabash Capital, Inc. is $110.44 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $110.44 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $168.1 thousand each.

Investments

The firm invests in other assets the most. They account for 70% of the total AUM. The second-largest asset type is non-exchange traded securities, which make up 11% of the firm’s portfolio. Investments in investment grade corporate bonds form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wabash Capital, Inc. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Wabash Capital serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Wabash Capital is individuals with 608 clients and $44.28 million of assets under management. Among the 11 most similar advisory firms, Wabash Capital has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $110.44 million for 652 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Wabash Capital doesn't advise any private funds.

Careers at Wabash Capital, Inc.

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Donald Bruce Edwards	President & chief compliance officer	1 Aug 1997	25% - 50%	4363379
James Brian Exline	Executive vice president	1 Aug 1997	25% - 50%	1003931
Christopher Doll	Exec vice pres/treas	1 Aug 1997	25% - 50%	2942819

Based in Terre Haute

The principal office where Wabash Capital, Inc. performs its advisory services is located at 2901 Ohio Blvd, Terre Haute, IN 47803, which is also the mailing address of the firm. An additional office of the firm is in Greencastle, IN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 812-242-9113 or by fax 812-231-0127. The normal business hours are 8:00am to 4:00 pm on Monday - Friday. You can find more information about the New York firm at wabashcapital.com.