Sentinel Asset Management, Inc. (Montpelier)

Sentinel Asset Management, Inc. is a large advisory firm based in Montpelier. It manages $25.67 billion of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Texas and Vermont.

Sentinel Asset Management provides portfolio management for businesses and institutional clients and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sentinel Asset Management: assets under management

The assets under management (AUM) of Sentinel Asset Management, Inc. is $25.67 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 67951% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $25.67 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.85 billion each.

Investments

The firm invests in other assets the most. They account for 33% of the total AUM. The second-largest asset type is state and local bonds, which make up 6% of the firm’s portfolio. Investments in non-investment grade corporate bonds form 3% of the total invested assets.

What kind of clients Gregory Donald Woodworth serves?

The only and largest group of clients of Gregory Donald Woodworth is insurance companies with 5 clients and $25.33 billion of assets under management. Among the 9 most similar advisory firms, Sentinel Asset Management has the highest percentage of insurance companies out of all clients.

The amount of regulatory assets under management is $25.33 billion for 5 clients. None of the firm’s clients are foreign persons or businesses.

Sentinel Asset Management doesn't advise any private funds.

Careers at Sentinel Asset Management, Inc.

The company employs 50 people that are either part- or full-time employees. 82 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Sentinel Asset Management, Inc. is owned by John Garwood Wells. Gregory Donald Woodworth has been acting as President since 1 Aug 2011. Lisa Francesca Muller joined the executive team most recently as the Director, Vice President, Senior Counsel, Secretary & Chief Legal Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
National Life Insurance Company ("Nlic")	Sole stockholder	1 Oct 1968	75% - 100%	03-0144090
Dean Raymond Howe	Vice president	1 Mar 1989	Other	4363304
John Garwood Wells	President/owner	1 Mar 1997	75% - 100%	2230675
Thomas Henry Macleay	Director	1 Jun 2002	Other	2808384
Edward John Bonach	Director	1 Jul 2002	Other	2360303
David Russell Morgan	Chief compliance officer	1 Oct 2004	Other	1457549
Christian William Thwaites	President & ceo	1 Feb 2005	Other	2211553
Kerry Anne Jung	Counsel	1 Apr 2005	Other	4267704
Michael Domenic Dellipriscoli	Vice president	1 Jul 2005	Other	5028933
Nlv Financial Corporation ("Nlvf")	Sole stockholder	1 Nov 2005	75% - 100%	03-0359222
John Birch	Chief operating officer	1 Sep 2006	Other	2628693
Michael Domenic Dellipriscoli	Senior vice president & cfo	1 Feb 2007	Other	5028933
Michele Susan Gatto	Director	1 Jun 2007	Other	5382244
Mehran Assadi	Chair, director	1 Jan 2009	Other	5270638
Lisa Muller	Counsel (chief legal officer)	1 Feb 2009	Other	5599199
Gregory Donald Woodworth	Director	1 Aug 2011	Other	6004908
Thomas Hyde Brownell	President and ceo	1 Jun 2013	Other	4584682
Philip Guy Partridge	Chief financial officer	1 Dec 2014	Other	3099017
Jason Joseph Doiron	Senior vice president	1 Apr 2015	Other	4965652
Lisa Francesca Muller	Senior counsel & chief operating officer	1 Aug 2015	Other	5599199
Gregory Dwight Teese	Chief compliance officer	1 Mar 2016	Other	2135269
Lawrence Jermone Caron	Chief financial officer	1 Jan 2018	Other	4362957
Robert Earl Cotton	President, ceo and treasurer	1 Jan 2018	Other	3085405
Shukri Khader	Chief information security officer	1 Apr 2018	Other	6909446
Sarah Jean Vanbeck	Senior vice president & treasurer	1 Aug 2018	Other	6864740
Lisa Francesca Muller	Director, vice president, senior counsel, secretary & chief legal officer	1 Oct 2018	Other	5599199

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
National Life Holding Company ("Nlhc")	Sole stockholder - nlvf	1 Jan 1999	75% - 100%	03-0359221
Nlv Financial Corporation ("Nlvf")	Sole stockholder of nlic	1 Jan 1999	75% - 100%	03-0359222

Based in Montpelier

The principal office where Sentinel Asset Management, Inc. performs its advisory services is located at One National Life Drive, Montpelier, VT 05604, which is also the mailing address of the firm. An additional office of the firm is in Addison, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 802-229-7437 or by fax 802-229-3743. The normal business hours are 8-5 on Monday - Friday.