Rmf Investment Management (Usa) Corp. (New York)

Rmf Investment Management (Usa) Corp. is a large advisory firm based in New York. It manages $262.78 million of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2005.

Rmf Investment Management (Usa) Corp provides portfolio management for pooled investment vehicles and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rmf Investment Management (Usa) Corp: assets under management

The assets under management (AUM) of Rmf Investment Management (Usa) Corp. is $262.78 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 951% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $262.78 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $23.89 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rmf Investment Management (Usa) Corp. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rmf Investment Management (Usa) Corp.

Uwe Erwin Eberle has been acting as President since 1 Nov 2007. Leslie J. Osborn joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Steven Zoric	Director, secretary, chief legal officer and chief compliance officer	1 Feb 2003	Other	4074487
Reto Grau	Managing director	1 Oct 2003	Other	5056643
Laurence Richard O'connell	Director	1 Dec 2003	Other	5056645
Rmf Investment Management	Shareholder	1 Mar 2005	75% - 100%	foreign
Fred Robert Siegrist	Director, president, ceo and managing director	1 Sep 2005	Other	5056640
Fred Siegrist	Director, president, ceo and managing director	1 Sep 2005	Other	5056640
Pierre Yves Moix	Managing director	1 Oct 2005	Other	5056644
Herbert Peter Item	Managing director	1 Oct 2005	Other	2005085
Franz Anton Schmid	Managing director	1 Oct 2005	Other	5056642
Uwe Erwin Eberle	Managing director	1 Oct 2005	Other	2257812
Franz Schmid	Managing director	1 Oct 2005	Other	5056642
Uwe E Eberle	Managing director	1 Oct 2005	Other	2257812
Adrian Gmur	Managing director	1 Jun 2006	Other	5175380
Markus Bahler	Vice president - portfolio management	1 Jun 2006	Other	5175382
Jaime Castan	Managing director	1 Jan 2007	Other	5070883
Herbert Peter Item	Director, president, chief executive officer and chief investment officer	1 Oct 2007	Other	2005085
Flurin Thomas Grond	Vice president	1 Oct 2007	Other	5447663
Serge Pierre Cadelli	Chief operating officer and chief risk officer	1 Oct 2007	Other	5447664
Aida Snjezana Samarzija	Chief compliance officer	1 Nov 2007	Other	1666538
Uwe Erwin Eberle	Director	1 Nov 2007	Other	2256537
Per Lennart Linus Nilsson	Vice president	1 Jan 2008	Other	5475697
Lincoln Valentine	Vice president	1 Jan 2008	Other	5475695
Leslie J. Osborn	Chief compliance officer	1 Apr 2008	Other	4580474

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Man Group Plc	Shareholder	1 Nov 1994	75% - 100%	foreign
Man Group Holdings Limited	Shareholder	1 Feb 2003	75% - 100%	foreign
Rmf Holdings Ltd.	Shareholder	1 Mar 2005	75% - 100%	foreign
Man Group Plc	Shareholder	1 Aug 2006	75% - 100%	foreign
Man Group Uk Limited	Shareholder	1 Aug 2006	75% - 100%	foreign
Man Group Uk Limited	Shareholder	1 Nov 2007	75% - 100%	foreign
Man Ultraviolet Limited	Shareholder	1 Nov 2007	75% - 100%	foreign

Based in New York

The principal office where Rmf Investment Management (Usa) Corp. performs its advisory services is located at One Rockefeller Plaza, New York, NY 10020, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-452-9600 or by fax 646-452-9601. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday.