Cpfa, LLC (Lone Tree)

Cpfa, LLC is a large advisory firm based in Lone Tree. It manages $286.69 million of regulatory assets for 473 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Colorado, Massachusetts, and Texas.

Cpfa provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and publication of newsletters. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Cpfa: assets under management

The assets under management (AUM) of Cpfa, LLC is $286.69 million. The firm's AUM has grown by 799% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $285.39 million in discretionary accounts and $1.3 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $612.42 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $185.82 thousand.

Cpfa has custody of $4.89 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cpfa, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cpfa, LLC

Cpfa, LLC is owned by Richard J Rogers. Kelly Michael Elsensohn joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard J Rogers	Owner	1 Sep 1998	75% - 100%	3168160
Richard James Rogers	Owner	1 Sep 1998	75% - 100%	3168160
Paul Andrew Kuppinger	Chief compliance officer	1 Nov 2005	Other	1873077
Kimberly Skie Eilber	Chief compliance officer	1 Jan 2007	Other	5313261
John Edwin Hamel	Chief compliance officer	1 Nov 2007	Other	4124627
Kelly Michael Elsensohn	Owner	1 Dec 2008	25% - 50%	5646181

Based in Lone Tree

The principal office where Cpfa, LLC performs its advisory services is located at 10375 Park Meadows Drive, Lone Tree, CO 80124, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.