Warburg Pincus LLC (New York)

Name: Warburg Pincus LLC
Address: 450 Lexington Avenue, New York, NY, 10017 3911
Telephone: 212-878-0600

Warburg Pincus LLC is a large advisory firm based in New York. It manages $61.12 billion of regulatory assets for 36 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California, New York, and Texas.

Warburg Pincus provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Warburg Pincus: assets under management

The assets under management (AUM) of Warburg Pincus LLC is $61.12 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 77% since the beginning of its operation, and $1.44 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $61.12 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.7 billion each.

Warburg Pincus has custody of $37.52 billion in cash and securities for 36 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Warburg Pincus LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Warburg Pincus serves?

The only and largest group of clients of Warburg Pincus is pooled investment vehicles with 36 clients and $61.12 billion of assets under management. Among the 7 most similar advisory firms, Warburg Pincus has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $61.12 billion for 36 clients. 14% of the firm’s clients are foreign persons or businesses.

Warburg Pincus also advises several private funds. Namely, one hundred twenty four private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $25,000,000.

Careers at Warburg Pincus LLC

The company employs 589 people that are either part- or full-time employees. 34 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Timothy Joseph Curt	Managing director	1 Jan 2001	Other	5906752
Charles Robert Kaye	Co-chief executive officer, elected manager	1 Apr 2002	Other	5832978
Joseph Patrick Landy	Co-chief executive officer, elected manager	1 Apr 2002	Other	5832992
Charles R Kaye	Co-president	1 Apr 2002	Other	5832978
Joseph P Landy	Co-president	1 Apr 2002	Other	5832992
Scott Andrew Arenare	Chief legal officer and chief compliance officer	1 Jan 2004	Other	5906681
Timothy Joseph Curt	Chief financial officer	1 Jan 2004	Other	5906752
Christopher Henry Turner	Chief administrative officer	1 Jun 2013	Other	2091020
Robert Brown Knauss	Chief legal officer and chief compliance officer	1 Jan 2014	Other	6278726
Steven Glenn	Chief financial officer	1 Jan 2015	Other	6433240

Based in New York

The principal office where Warburg Pincus LLC performs its advisory services is located at 450 Lexington Avenue, New York, NY 10017 3911, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-878-0600 or by fax 212-878-9351. The normal business hours are 9 a.m. to 5 p.m. on Monday - Friday. You can find more information about the New York firm at warburgpincus.com.