Fifth Street Management LLC (Greenwich)

Name: Fifth Street Management LLC
Address: 777 West Putnam Avenue, Greenwich, CT, 06830
Telephone: 203-681-3600

Fifth Street Management LLC is a large advisory firm based in Greenwich. It manages $3.94 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Connecticut.

Fifth Street Management provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fifth Street Management: assets under management

The assets under management (AUM) of Fifth Street Management LLC is $3.94 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2216% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.94 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.31 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fifth Street Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fifth Street Management LLC

Bernard D. Berman has been acting as President since 1 Mar 2007. Ivelin M. Dimitrov has served as the Chief Investment Officer since 1 Jun 2008 and Leonard M. Tannenbaum is the Chief Executive Officer of Fifth Street Management LLC family office. Bernard David Berman joined the executive team most recently as the Co President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Leonard M. Tannenbaum	Chief executive officer	1 Mar 2007	Other	2524216
Bernard D. Berman	President	1 Mar 2007	Other	5465124
Leonard Mark Tannenbaum	Chief executive officer	1 Mar 2007	Other	2524216
Bernard D Berman	Member; chief legal officer	1 Mar 2007	Other	5465124
Marc A. Goodman	Member	1 Mar 2007	Other	5465127
Juan Eduardo Alva	Member	1 Mar 2007	Other	2786246
Robert Scott Kiesel	Member	1 Mar 2007	Other	1873026
Willliam Craig	Chief compliance officer; chief financial officer	1 Mar 2007	Other	5465225
Tannenbaum Family 2012 Trust	Member	1 Oct 2007	Other	38-7075615
Marc A. Goodman	Member	1 Oct 2007	Other	5465127
Ivelin M. Dimitrov	Chief investment officer	1 Jun 2008	Other	5636689
Ivelin Mitkov Dimitrov	Chief investment officer	1 Jun 2008	Other	5636689
Ivelin Mitkov Dmitrov	Member	1 Jun 2008	Other	5636689
Chad Stuart Blakeman	Managing director, co-cio	1 Apr 2010	Other	3171612
Charles Joseph Zmijeski	Partner	1 Jun 2010	Other	1572225
Steven M. Noreika	Chief financial officer	1 Jan 2011	Other	5904252
Steven Matthew Noreika	Chief financial officer	1 Jan 2011	Other	5904252
Sundeep Kumar Khorana	Partner	1 Jul 2011	Other	4290260
Alexander Charles Frank	Partner	1 Mar 2012	Other	2046878
Inc. Fsc Ct	Member	1 Mar 2012	75% - 100%	45-4912599
David H. Harrison	Chief compliance officer	1 May 2013	Other	6193932
Alexander C. Frank	Chief operating officer	1 May 2013	Other	2046878
Alexander Charles Frank	Chief operating officer	1 May 2013	Other	2046878
Fifth Street Holdings L.P.	Sole member	1 Nov 2014	75% - 100%	47-1253852
Kerry Shannon Acocella	Chief compliance officer and executive director, legal	1 Oct 2015	Other	6573587
Bernard David Berman	Co-president	1 Jan 2017	Other	5465124
Patrick James Dalton	Co-president	1 Jan 2017	Other	2950390

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Leonard M. Tannenbaum	Sole shareholder of fsc ct, inc.	1 Dec 2012	75% - 100%	2524216
Bernard D. Berman	Trustee of tannenbaum family 2012 trust	1 Dec 2012	75% - 100%	5465124
Leonard M. Tannenbaum	Sole shareholder of fsc ct ii, inc.	1 Oct 2014	75% - 100%	2524216
Leonard Mark Tannenbaum	Sole shareholder of fsc ct ii, inc.	1 Oct 2014	75% - 100%	2524216
Inc. Fsc Ct Ii	Limited partner of fifth street holdings l.p.	1 Nov 2014	50% - 75%	47-2294713
Fifth Street Asset Management Inc.	General partner of fifth street holdings l.p.	1 Nov 2014	25% - 50%	46-5610118

Based in Greenwich

The principal office where Fifth Street Management LLC performs its advisory services is located at 777 West Putnam Avenue, Greenwich, CT 06830, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-681-3600 or by fax 203-681-3879. The normal business hours are 8:30 am-6:00 pm on Monday - Friday. You can find more information about the New York firm at fifthstreetfinance.com.