Ofi Private Investments Inc (New York)

Ofi Private Investments Inc is a large advisory firm based in New York. It manages $2 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Ofi Private Investments provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ofi Private Investments: assets under management

The assets under management (AUM) of Ofi Private Investments Inc is $2 billion. The firm's AUM has grown by 2304% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Ofi Private Investments has custody of $1.39 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ofi Private Investments Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Martha Boal Willis serves?

The only and largest group of clients of Martha Boal Willis is state or municipal government entities with 2 clients and $2 billion of assets under management. Among the 7 most similar advisory firms, Ofi Private Investments has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $2 billion for 2 clients. None of the firm’s clients are foreign persons or businesses.

Ofi Private Investments doesn't advise any private funds.

Careers at Ofi Private Investments Inc

Martha Boal Willis has been acting as President since 1 Jan 2010. John Carlin Mcdonough joined the executive team most recently as the Director & President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jennifer Lynn Sexton	Vice president	1 Jun 1998	Other	2188381
Donna Mary Winn	President,ceo and director	1 Jul 1999	Other	843555
Inc. Oppenheimerfunds	Shareholder	1 Mar 2000	75% - 100%	22-2527171
O Leonard Darling	Director	1 Mar 2000	Other	2507845
Andrew John Donohue	Director, evp & general counsel	1 Mar 2000	Other	858126
Katherine Phoebe Feld	Secretary	1 Mar 2000	Other	1331202
Jeremy Hugh Griffiths	Executive vice president	1 Mar 2000	Other	2976727
Bridget Ann Macaskill	President, ceo & director	1 Mar 2000	Other	1207158
James Herman Ruff	Executive vice president	1 Mar 2000	Other	1250748
Donna Mary Winn	Senior vice president	1 Mar 2000	Other	843555
Brian William Wixted	Treasurer	1 Mar 2000	Other	1543247
Donna Mary Winn	President	1 Jul 2001	Other	843555
John Vincent Murphy	Ceo and director	1 Jul 2001	Other	2168440
Merryl Ivy Hoffman	Secretary	1 Nov 2001	Other	2307957
Robert Gregory Zack	Senior vice president, general counsel and director	1 Nov 2001	Other	2428497
Steven David Dombrower	Senior vice president	1 Jan 2003	Other	2302416
Jennifer Lynn Sexton	Senior vice president	1 Jan 2003	Other	2188381
Jennifer Lynn Sexton	Senior vice president	1 Sep 2003	Other	2188381
Mark Stephen Vandehey	Chief compliance officer	1 Mar 2004	Other	1018546
Stephen Peter Ilnitzki	Senior vice president	1 Feb 2005	Other	2570546
Julie Ann Libby	Senior vice president	1 Mar 2005	Other	4928888
Richard William Knott	Executive vice president	1 Jan 2007	Other	2349375
Kristie Marie Feinberg	Treasurer	1 Jun 2008	Other	3162040
David Matthew Pfeffer	Director & chief financial officer	1 Jan 2010	Other	4151070
Martha Boal Willis	Director	1 Jan 2010	Other	1357245
Julie Ann Libby	President	1 Mar 2010	Other	4928888
Arthur Sanford Gabinet	Chief legal officer	1 Jan 2011	Other	5788482
Mary Ann Picciotto	Chief compliance officer	1 Mar 2014	Other	4235357
Cynthia Lo Bessette	Chief legal officer	1 Feb 2016	Other	6468381
Christina Marie Nasta	President	1 Feb 2016	Other	2736888
Kathleen Mary Beichert	President & director	1 Sep 2016	Other	1944612
Inc. Invesco Group Services	Shareholder	1 May 2019	75% - 100%	58-1995394
Robert Harris Rigsby	Director	1 May 2019	Other	6611555
Loren Michael Starr	Director	1 May 2019	Other	2178384
John Carlin Mcdonough	Director & president	1 Jun 2019	Other	2363299

Indirect Owners

The SEC currently registers 20 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Massachusetts Mutual Life Insurance Company	Member	1 Nov 1984	75% - 100%	04-1590850
Mm Asset Management Holding Llc	Shareholder	1 Oct 1990	75% - 100%	45-4000072
Oppenheimer Acquisition Corp.	Shareholder	1 Oct 1990	75% - 100%	84-1149206
Oppenheimer Acquisition Corp. (Gatc)	Shareholder	1 Oct 1990	75% - 100%	84-1853679
Massachusetts Mutual Life Insurance Company	Shareholder	1 Oct 1990	75% - 100%	2682
Massachusetts Mutual Life Insurance Company	Member	1 Apr 1994	75% - 100%	04-1590850
Mass Mutual Holding Trust I	Indirect shareholder	1 Dec 1996	75% - 100%	04-3343737
Mass Mutual Holding Company	Shareholder	1 Dec 1996	75% - 100%	04-2854319
Massmutual Holding Llc	Shareholder	1 Dec 1996	75% - 100%	04-2854319
Mass Mutual Holding Company	Shareholder	1 Mar 1999	75% - 100%	04-2854319
Massachusetts Mutual Life Insurance Company	Shareholder	1 Mar 1999	75% - 100%	2682
Inc. Oppenheimerfunds	Shareholder	1 Dec 2001	75% - 100%	13-4160541
Invesco Holding Company Limited	Sole shareholder	1 Jan 2002	75% - 100%	98-0407710
Invesco Ltd.	Sole shareholder	1 Jan 2002	75% - 100%	98-0557567
Massmutual Holding Llc	Member	1 Nov 2011	75% - 100%	04-2854319
Mm Asset Management Holding Llc	Shareholder	1 Jan 2012	75% - 100%	45-4000072
Mm Asset Management Holding Llc	Shareholder	1 Feb 2012	75% - 100%	45-4000072
Massmutual Holding Llc	Sole member	1 Feb 2012	75% - 100%	04-2854319
Inc. Ofi Global Asset Management	Sole shareholder	1 May 2019	75% - 100%	161556
Inc. Invesco Holding Company (Us)	Sole shareholder	1 May 2019	75% - 100%	58-2287224

Based in New York

The principal office where Ofi Private Investments Inc performs its advisory services is located at 225 Liberty Street, 11 Th Floor, New York, NY 10281 1008, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-323-0200 or by fax 212-323-4071. The normal business hours are 8:30.m. to 5:00p.m. on Monday - Friday.