Lotsoff Capital Management LLC (Chicago)

Name: Lotsoff Capital Management LLC
Address: 20 N. Clark Street, Chicago, IL, 60602 4109
Telephone: 312-368-1442

Lotsoff Capital Management LLC is a large advisory firm based in Chicago. It manages $1.11 billion of regulatory assets for 237 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Lotsoff Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lotsoff Capital Management: assets under management

The assets under management (AUM) of Lotsoff Capital Management LLC is $1.11 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -33% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.11 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.7 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lotsoff Capital Management LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lotsoff Capital Management LLC

Donald Wayne Reid joined the executive team most recently as the Managing Director, Co Chief Investment Officer Equity.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Pappo Services Corp.	Managing member	1 Sep 2009	25% - 50%	20-8928864
Reid Services Corp.	Managing member	1 Sep 2009	25% - 50%	20-8929055
Inc. Grl Consultants	Member	1 Sep 2009	Other	86-1020008
Inc. A.J. Brink	Member	1 Sep 2009	Other	36-4449208
Inc. Margaret M. Baer	Member	1 Sep 2009	Other	36-4272379
Inc. S.N. Lotsoff & Associates	Member	1 Sep 2009	25% - 50%	36-3120990
Inc. Msl	Member	1 Sep 2009	25% - 50%	36-3828164
Inc. Bossu	Member	1 Sep 2009	25% - 50%	36-3890081
Joseph Nir Pappo	Chief executive officer	1 Sep 2009	Other	2331076
Donald Wayne Reid	Chief financial officer; chief investment officer	1 Sep 2009	Other	2703050
Richard Dematteo	Chief compliance officer; chief operating officer	1 Sep 2009	Other	2120098
Margaret Baer	Chief administrative officer	1 Sep 2009	Other	5121824
Allison J. Brink	Chief marketing officer	1 Sep 2009	Other	5436328
Terese Constantino	Controller	1 Sep 2009	Other	5436182
Lyda Iturralde	Chief compliance officer	1 Jun 2010	Other	5816012
Joseph Nir Pappo	Managing director, senior portfolio manager	1 Jun 2011	Other	2331076
Donald Wayne Reid	Managing director, co-chief investment officer equity	1 Jun 2011	Other	2703050
Margaret Baer	Chief administrative officer and operating officer	1 Jun 2011	Other	5121824
Allison J. Brink	Managing director, director of marketing	1 Jun 2011	Other	5436328
Llc Ziegler Capital Management	Owner	1 Jun 2011	75% - 100%	135622
Donald James Nesbitt	Managing director, co-chief investment officer equity	1 Jun 2011	Other	4530193
Scott Allen Roberts	President and cheif executive officer	1 Jun 2011	Other	2706025
Paula Marie Horn	Managing director, chief investment officer fixed income	1 Jun 2011	Other	2718002
Kathleen Ann Nelson	Managing director, general counsel	1 Jun 2011	Other	1612165

Indirect Owners

The SEC currently registers 11 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Seymour N. Lotsoff	President	1 May 1981	75% - 100%	5436137
Stephen K. Bossu	President	1 Jan 1984	75% - 100%	5436166
Mark Sanford Levey	President	1 Jan 1992	75% - 100%	307701
Margaret Baer	President	1 Jan 1999	75% - 100%	5121824
Allison J. Brink	President	1 Jan 2001	75% - 100%	5436328
Gary Robert Lisk	President	1 Jan 2001	75% - 100%	1746822
Joseph Nir Pappo	President	1 Jan 2005	75% - 100%	2331076
Donald Wayne Reid	President	1 Jan 2005	75% - 100%	2703050
Llc Rtz Acquisition	Owner	1 May 2010	25% - 50%	27-2311371
Llc Rtz Acquisitions Holdings	Owner	1 May 2010	75% - 100%	27-2366600
Inc. The Ziegler Companies	Owner	1 Jun 2011	25% - 50%	39-1448883

Based in Chicago

The principal office where Lotsoff Capital Management LLC performs its advisory services is located at 20 N. Clark Street, Chicago, IL 60602 4109, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 312-368-1442 or by fax 312-750-1131. The normal business hours are 8:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at www.lotsoff.com.