3 D Asset Management, Inc. is a large advisory firm based in Hartford. It manages $532.87 million of regulatory assets for 1,509 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Arizona, California, Connecticut, and 21 other states.
3 D Asset Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and sub-advisor and model provider/strategist to collective trusts. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of 3 D Asset Management, Inc. is $532.87 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 17603% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay 3 D Asset Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Wayne (Nmn) Connors is individuals with 886 clients and $227.75 million of assets under management. Among the 7 most similar advisory firms, 3 D Asset Management has the 3rd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $532.87 million for 992 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
3 D Asset Management doesn't advise any private funds.
The company employs 16 people that are either part- or full-time employees. 63 percent of the employees work as investment advisers or researchers. 9 employees are registered as investment adviser representatives with the state securities authorities.
There are 21 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Wayne (Nmn) Connors has been acting as President since 1 May 2013. Andrew Thomas Lucich joined the executive team most recently as the Chief Compliance Officer.
The principal office where 3 D Asset Management, Inc. performs its advisory services is located at 100 Constitution Plaza, Hartford, CT 06103, which is also the mailing address of the firm. An additional office of the firm is in Cranbury, NJ. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 860-291-1998 or by fax 860-291-9818. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at managedetfplan.com/.