M. J. Smith & Associates, Inc. (Englewood)

Name: M. J. Smith & Associates, Inc.
Address: 9635 Maroon Circle, Englewood, CO, 80112 5927
Telephone: 303-768-0007

M. J. Smith & Associates, Inc. is a large advisory firm based in Englewood. It manages $440 million of regulatory assets for 2,050 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of Colorado.

M. J. Smith & Associates provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

M. J. Smith & Associates: assets under management

The assets under management (AUM) of M. J. Smith & Associates, Inc. is $440 million. The firm's AUM has grown by 30% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $62 million in discretionary accounts and $378 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $281.82 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $206.56 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay M. J. Smith & Associates, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Englewood

The principal office where M. J. Smith & Associates, Inc. performs its advisory services is located at 9635 Maroon Circle, Englewood, CO 80112 5927, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-768-0007 or by fax 303-768-0008. The normal business hours are 8 a.m. to 5 p.m. on Monday - Friday. You can find more information about the New York firm at smithcollins.com.

M. J. Smith & Associates, Inc. (Englewood)

M. J. Smith & Associates: assets under management

Fees & Commissions

Based in Englewood

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