Wood Creek Capital Management, LLC (New Haven)

Name: Wood Creek Capital Management, LLC
Address: 157 Church Street, New Haven, CT, 06510
Telephone: 203-401-3220

Wood Creek Capital Management, LLC is a large advisory firm based in New Haven. It manages $2.85 billion of regulatory assets for 20 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of Connecticut.

Wood Creek Capital Management provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and investment adviser to an affiliated company that invests in companies that are the managing member/gp for pooled inv vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wood Creek Capital Management: assets under management

The assets under management (AUM) of Wood Creek Capital Management, LLC is $2.85 billion. The firm's AUM has grown by 5037% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.81 billion in discretionary accounts and $1.04 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $150.82 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $129.96 million.

Wood Creek Capital Management has custody of $2.31 billion in cash and securities for 8 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wood Creek Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Wood Creek Capital Management, LLC

Jonathan Peter Rotolo has been acting as President since 1 Aug 2005. Gregory David Smith joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Brett David Hellerman	Chief executive officer	1 Aug 2005	Other	1437211
Jonathan Peter Rotolo	President	1 Aug 2005	Other	4789320
Llc Norfolk Management Group	Direct owner	1 Aug 2005	25% - 50%	06-1495012
Massachusetts Mutual Life Insurance Company	Direct owner	1 Aug 2005	50% - 75%	04-1590850
James Steven Staggs	Director	1 Aug 2005	Other	4639305
David Eldridge Canuel	Director	1 Aug 2005	Other	1385491
Glenn Harvey Pease	Chief financial officer	1 Jun 2007	Other	4363107
Jeffrey Anthony Dominick	Director	1 Aug 2009	Other	2856526
Matthew Cye Sandoval	Managing director	1 Jan 2010	Other	3090768
Dean Mitchel Scheinert	Managing director	1 Jan 2010	Other	1467404
Llc Babson Capital Management	Direct owner	1 Feb 2011	75% - 100%	51-0504477
Thomas Michael Finke	Director	1 Mar 2011	Other	2548996
Thomas Michael Juterbock	Managing director	1 Mar 2011	Other	1722682
Clifford Michael Noreen	Director	1 Nov 2011	Other	4979354
Paul John Thompson	Director	1 Nov 2011	Other	3156135
Robert S Saul	Managing director	1 Mar 2013	Other	4520399
Gregory David Smith	Chief compliance officer	1 Jun 2014	Other	5980999

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Massachusetts Mutual Life Insurance Company	Shareholder of massmutual holding llc	1 Jul 2004	75% - 100%	04-1590850
Massmutual Holding Llc	Shareholder of babson capital management llc	1 Jul 2004	75% - 100%	04-2854319
Massmutual Holding Llc	Sole member	1 Feb 2012	75% - 100%	04-2854319
Mm Asset Management Holding Llc	Sole member	1 Feb 2012	75% - 100%	45-4000072

Based in New Haven

The principal office where Wood Creek Capital Management, LLC performs its advisory services is located at 157 Church Street, New Haven, CT 06510, which is also the mailing address of the firm. An additional office of the firm is in Norfolk, CT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-401-3220 or by fax 203-306-3167. The normal business hours are 8:30am to 5:30pm on Monday - Friday. You can find more information about the New York firm at woodcreek.com.