Valcour Capital Management LLC (New York)

Name: Valcour Capital Management LLC
Address: C/O Pretium Partners, Llc, New York, NY, 10019
Telephone: 212-257-5757

Valcour Capital Management LLC is a large advisory firm based in New York. It manages $884.43 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of New York.

Valcour Capital Management provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Valcour Capital Management: assets under management

The assets under management (AUM) of Valcour Capital Management LLC is $884.43 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1865% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $884.43 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $176.89 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Valcour Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Valcour Capital Management serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Valcour Capital Management is pooled investment vehicles with 4 clients and $839.81 million of assets under management. Among the 12 most similar advisory firms, Valcour Capital Management has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $884.43 million for 5 clients. None of the firm’s clients are foreign persons or businesses.

Valcour Capital Management also advises several private funds. Namely, one hedge fund and three securitized asset funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $5,000,000.

Careers at Valcour Capital Management LLC

The company employs 15 people that are either part- or full-time employees. 47 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Donald Robert Mullen has served as the Chief Investment Officer since 1 Aug 2017. Llc Pretium Credit Holdings joined the executive team most recently as the Sole Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
George Mcmurray Marshman	Chief compliance officer/principal	1 Nov 2009	Other	2170808
Joseph Alexander Schlim	Principal	1 Nov 2009	Other	2502404
Najib Sami Canaan	Principal	1 Nov 2009	25% - 50%	1905566
Valcour Capital Holdings Llc	Sole member	1 Feb 2011	75% - 100%	26-4407815
Llc Pretium Credit Holdings	Sole member	1 Aug 2017	75% - 100%	82-2284757
Jonathan Ezrow	Chief financial officer of parent company	1 Aug 2017	Other	2085052
Jeffrey Giorgio Meriggi	Chief legal officer of parent company	1 Aug 2017	Other	4981291
Brian Rooder	Compliance officer of parent company	1 Aug 2017	Other	6807096
Donald Robert Mullen	Chief investment officer	1 Aug 2017	Other	1209578
Lee Michael Alexander	Chief operating officer of parent company	1 Aug 2017	Other	6845161
Llc Pretium Clo Holdings	Sole member	1 Aug 2017	75% - 100%	82-2284757

Indirect Owners

The SEC currently registers 16 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Donald Robert Mullen	Sole member	1 Jun 2005	75% - 100%	1209578
V.F. Trust	Shareholder	1 Oct 2007	75% - 100%	foreign
Estera Trust (Cayman) Limited	Trustee	1 Oct 2007	Other	foreign
George Mcmurray Marshman	Member	1 Feb 2011	25% - 50%	2170808
Joseph Alexander Schlim	Member	1 Feb 2011	25% - 50%	2502404
Lp Pretium Holdings	Sole member	1 Apr 2014	75% - 100%	45-5501422
Llc Mvre	Managing member	1 Dec 2016	75% - 100%	20-3129712
Ofpi Us Corp.	Partner	1 Jan 2017	25% - 50%	81-4724462
Pretium Parent Llc	Partner	1 Jan 2017	50% - 75%	81-4759559
Llc Pretium Holdings Gp	General partner	1 Jan 2017	Other	81-4782181
Donald Robert Mullen	Managing member	1 Jan 2017	75% - 100%	1209578
Ofpi S.A.R.L.	Shareholder	1 Jan 2017	75% - 100%	foreign
Opera Finance International S.A.	Shareholder	1 Jan 2017	75% - 100%	foreign
Bee Master Holding Bv Ii S.A.R.L.	Shareholder	1 Jan 2017	50% - 75%	foreigen
Opera Finance Europe S.A.R.L.	Shareholder	1 Jan 2017	50% - 75%	foreign
Llc Pretium Partners	Sole member	1 Jul 2017	75% - 100%	37-1756838

Based in New York

The principal office where Valcour Capital Management LLC performs its advisory services is located at C/O Pretium Partners, Llc, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-257-5757. The normal business hours are 8:30 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at valcourcapital.com.