State Farm Investment Management Corp. (Bloomington)

State Farm Investment Management Corp. is a large advisory firm based in Bloomington. It manages $7.45 billion of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

State Farm Investment Management Corp provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

State Farm Investment Management Corp: assets under management

The assets under management (AUM) of State Farm Investment Management Corp. is $7.45 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 44% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $7.45 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.86 billion each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay State Farm Investment Management Corp. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Vincent Joseph Trosino serves?

The only and largest group of clients of Vincent Joseph Trosino is investment companies with 1 clients and $7.45 billion of assets under management. Among the 11 most similar advisory firms, State Farm Investment Management Corp has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $7.45 billion for 1 clients. None of the firm’s clients are foreign persons or businesses.

State Farm Investment Management Corp doesn't advise any private funds.

Careers at State Farm Investment Management Corp.

The company employs 90 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Vincent Joseph Trosino has been acting as President since 1 Sep 1987. Terrence Michael Ludwig joined the executive team most recently as the Chief Compliance Officer & Treasurer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Roger Scott Joslin	Director, vice president & treasurer	1 Dec 1966	Other	262350
Edward Barry Jr Rust	Director and president	1 Sep 1985	Other	1450795
David Roy Grimes	Vice president & secretary	1 Sep 1985	Other	1432710
Vincent Joseph Trosino	Director	1 Sep 1987	Other	1780681
Michael Leon Tipsord	Assistant secretary	1 Mar 1989	Other	1943922
Kurt George Moser	Director & senior vice president	1 Mar 1991	Other	2065254
Jerel Sam Chevalier	Assistant secretary-treasurer	1 Sep 1992	Other	2209892
John Joseph Killian	Director	1 Mar 1995	Other	2614915
State Farm Mutual Automobile Insurance Company	Owner	1 Sep 1995	75% - 100%	37-0533100
Kurt George Moser	Director & senior vice president	1 Jun 1997	Other	2065254
Paul Nelson Eckley	Senior vice president	1 Jun 1997	Other	4455559
Donald Oneil Jaynes	Assistant secretary	1 Sep 1998	Other	3124497
Howard Andrew Thomas	Assistant secretary-treasurer	1 Dec 1998	Other	3150520
Roger Scott Joslin	Director, senior vice president & treasurer	1 Mar 1999	Other	262350
Stephen Lowell Horton	Assistant secretary	1 Mar 2000	Other	3124493
David Michael Moore	Assistant secretary	1 Mar 2000	Other	2876793
Susan D Waring	Vice president	1 Jun 2000	Other	3024622
David Ray Grizzle	Assistant secretary/treasurer	1 Mar 2001	Other	4084087
Michael Leon Tipsord	Assistant secretary-treasurer & vice president	1 Sep 2001	Other	1943922
John W North	Senior vice president & director	1 Sep 2001	Other	2992590
Randall Houston Harbert	Vice president	1 Sep 2001	Other	2992788
Stephen Lane Miller	Assistant vice president	1 Mar 2002	Other	1183608
John Joseph Gordon	Assistant vice president	1 Mar 2002	Other	4517950
Donald Ervin Heltner	Vice president	1 Mar 2002	Other	3210039
John S Concklin	Vice president	1 Mar 2002	Other	4519464
Robert Meighan Reardon	Assistant vice president	1 Mar 2002	Other	4519513
Julie Kay Pierce	Assistant vice president	1 Mar 2002	Other	4519514
David Roy Grimes	Vice president, secretary & compliance officer	1 Dec 2002	Other	1432710
Michael Leon Tipsord	Sr. vice president,treasurer & director	1 Dec 2002	Other	1943922
James E. Rutrough	Sr. vice president & director	1 Dec 2002	Other	4487277
Phillip Glenn Hawkins	Vice president	1 Sep 2003	Other	3012110
David Ray Grizzle	Chief compliance officer & asst. sec-treas	1 Sep 2004	Other	4084087
David Roy Grimes	Vp financial & secretary	1 Sep 2004	Other	1432710
Jon Charles Farney	Vp financial & secretary	1 Mar 2005	Other	2839964
Richard Keith Paul	Vp financial & secretary	1 Sep 2005	Other	4073172
Michael Claude Davidson	Director	1 Sep 2006	Other	3074023
Susan D Waring	Director	1 Jan 2007	Other	3024622
Colleen Ryan Vandyke	Vice president	1 Jun 2008	Other	3090368
Kurt Oleson	Vp financial & secretary	1 Mar 2009	Other	5634929
Michael J Remmes	Assistant secretary & chief legal officer	1 Jun 2009	Other	5683568
Susan D Waring	Senior vice president and director	1 Dec 2009	Other	3024622
Paul Joseph Smith	Senior vice president	1 Dec 2009	Other	4971235
Joseph Riley Monk	Sr. vice president & director	1 Jul 2010	Other	1357149
Paul Joseph Smith	Sr. vice president & director	1 Mar 2011	Other	4971235
Randall Houston Harbert	Sr. vice president & director	1 Dec 2011	Other	2992788
Joseph P Young	Vice president	1 Mar 2012	Other	5443009
Richard Keith Paul	Vice president	1 Apr 2012	Other	4073172
Mark David Mikel	Vice president - financial and secretary	1 Mar 2013	Other	2607220
Michael Leon Tipsord	President & director	1 Apr 2015	Other	1943922
Richard Keith Paul	Vice president, treasurer & director	1 Apr 2015	Other	4073172
Lisa Easters Stewart	Vice president	1 Dec 2015	Other	4436520
David Ray Grizzle	Chief compliance officer & treasurer	1 Mar 2016	Other	4084087
Lisa Easters Stewart	Vice president & director	1 Mar 2016	Other	4436520
Terrence Michael Ludwig	Chief compliance officer & treasurer	1 Feb 2018	Other	3231040

Based in Bloomington

The principal office where State Farm Investment Management Corp. performs its advisory services is located at One State Farm Plaza, Bloomington, IL 61710 0001, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-447-0740 or by fax 309-763-9462. The normal business hours are 8:00 - 4:15 on Monday - Friday.