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Navigagator Investment Management LLC (Providence)


Navigagator Investment Management LLC is a large advisory firm based in Providence. It manages $102.79 million of regulatory assets for 66 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Massachusetts and Rhode Island.

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Navigagator Investment Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Navigagator Investment Management: assets under management

The assets under management (AUM) of Navigagator Investment Management LLC is $102.79 million. The company doesn't manage any assets belonging to foreign clients.


The firm manages $102.47 million in discretionary accounts and $314.94 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.58 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $314.94 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Navigagator Investment Management LLC for their services and products based on a percentage of assets under management, hourly charges, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Michael Edward Hogan Managing member 1 Jun 1998 25% - 50% 4372683
James Kavney Managing member 1 Jun 1998 25% - 50% 2335137
Lesley Sheeley Managing member 1 Jun 1998 25% - 50% 1873232

Based in Providence

The principal office where Navigagator Investment Management LLC performs its advisory services is located at 10 Weybosset Street, Providence, RI 02903, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 401-455-1230 or by fax 401-455-1221. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.navigatorinvestments.com.


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