Cape Ann Asset Management Limited (London)

Name: Cape Ann Asset Management Limited
Address: 1 Duke's Mews, London, W1 U 3 Et
Telephone: 011-44-203-4438480

Cape Ann Asset Management Limited is a large advisory firm based in London. It manages $1.56 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2016.

Cape Ann Asset Management Limited provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cape Ann Asset Management Limited: assets under management

The assets under management (AUM) of Cape Ann Asset Management Limited is $1.56 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 917% since the beginning of its operation, and $339.46 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.56 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $520.29 million each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Cape Ann Asset Management Limited for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Timothy John Linehan serves?

The firm provides services to pooled investment vehicles and corporations or other businesses. The largest group of clients of Timothy John Linehan is pooled investment vehicles with 2 clients and $1.37 billion of assets under management. Among the 10 most similar advisory firms, Cape Ann Asset Management Limited has the 5th lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.56 billion for 3 clients. 66% of the firm’s clients are foreign persons or businesses.

Cape Ann Asset Management Limited also advises several private funds. Namely, one other private fund. The minimum investment commitment required of non-related persons is $2,000,000 for each fund.

Careers at Cape Ann Asset Management Limited

The company employs 15 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Timothy John Linehan has been acting as President since 1 Sep 2015. John Francis Lynch joined the executive team most recently as the Director And Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Silchester Partners Limited	Shareholder	1 Sep 2015	75% - 100%	foreign entity
Peter Reeve Lockey	Chief compliance officer, director, shareholder and covered officer	1 Sep 2015	Other	6655257
Timothy John Linehan	Director	1 Sep 2015	Other	4660128
Jonathan Bell	Chairman, director and shareholder	1 Dec 2015	50% - 75%	6655270
Rainer Tilk	Shareholder	1 Feb 2016	Other	6655214
Jacqueline Mantle	Shareholder	1 Feb 2016	Other	6655254
John Francis Lynch	Director and shareholder	1 Jun 2016	Other	2011373
Ivana Vilicnik	Shareholder	1 Jun 2016	Other	6655305

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Stephen Charles Butt	Chairman	1 Apr 1995	50% - 75%	1460494

Based in London

The principal office where Cape Ann Asset Management Limited performs its advisory services is located at 1 Duke's Mews, London, W1 U 3 Et, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 011-44-203-4438480. The normal business hours are 8am to 6pm (gmt) on Monday - Friday. You can find more information about the New York firm at capeannam.com.