Mcs Financial Advisors LLC (Bend)

Name: Mcs Financial Advisors LLC
Address: 2215 Nw Lolo Dr., Bend, OR, 97703 7307
Telephone: 541-345-7023

Mcs Financial Advisors LLC is a large advisory firm based in Bend. It manages $171.92 million of regulatory assets for 213 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of California, Oklahoma, Oregon, and Texas.

Mcs Financial Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and family business and family wealth counseling, expert witness. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Mcs Financial Advisors: assets under management

The assets under management (AUM) of Mcs Financial Advisors LLC is $171.92 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 56% since the beginning of its operation, and $1.1 million of the total AUM is attributable to clients outside of the United States.

The firm manages $171.92 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $807.12 thousand each.

Investments

The firm invests in state and local bonds the most. They account for 52% of the total AUM. The second-largest asset type is government bonds, which make up 21% of the firm’s portfolio. Investments in exchange traded securities form 13% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mcs Financial Advisors LLC for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mcs Financial Advisors serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Mcs Financial Advisors is high net worth individuals with 55 clients and $153.91 million of assets under management. Among the 10 most similar advisory firms, Mcs Financial Advisors has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $171.92 million for 76 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 4% of the firm’s clients are foreign persons or businesses.

Mcs Financial Advisors doesn't advise any private funds.

Careers at Mcs Financial Advisors LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Mcs Financial Advisors LLC is owned by Michael Charles Stalker. Jeffrey B Yamada joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Charles Stalker	Owner/sole member	1 Oct 1990	75% - 100%	1161401
Jeffrey B Yamada	Chief compliance officer	1 Jan 2009	Other	4348036

Based in Bend

The principal office where Mcs Financial Advisors LLC performs its advisory services is located at 2215 Nw Lolo Dr., Bend, OR 97703 7307 The mailing address of the firm is 750 Nw Charbonneau St., Bend, OR 97703 7047. An additional office of the firm is in Norman, OK. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 541-345-7023 or by fax 541-345-9871. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at mcsfa.com.