Tci Financial Planning, Inc. (Tucson)

Name: Tci Financial Planning, Inc.
Address: 1853 N. Kolb, Tucson, AZ, 85715
Telephone: 520-733-1477

Tci Financial Planning, Inc. is a large advisory firm based in Tucson. It manages $556.36 million of regulatory assets for 2,247 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Arizona, California, Florida, and 4 other states.

Tci Financial Planning provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Tci Financial Planning: assets under management

The assets under management (AUM) of Tci Financial Planning, Inc. is $556.36 million. The firm's AUM has grown by 77% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $554.79 million in discretionary accounts and $1.57 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $249.9 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $58.08 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tci Financial Planning, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tci Financial Planning, Inc.

Robert Clarkson Swift has been acting as President since 1 Jan 1990. Kenneth Gerhard Riebe joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Clarkson Swift	President	1 Jan 1990	50% - 75%	1212588
Lisa Y Swift	Shareholder	1 Jan 2001	50% - 75%	2557136
Lisa Yvonne Swift	Shareholder	1 Jan 2001	50% - 75%	2557136
Kenneth Gerhard Riebe	Vice president	1 Jan 2005	Other	1770775
John Joseph Stephens	Vice president	1 Jan 2005	25% - 50%	4535774
Lisa Yvonne Swift	Chief compliance officer	1 Jan 2005	Other	2557136

Based in Tucson

The principal office where Tci Financial Planning, Inc. performs its advisory services is located at 1853 N. Kolb, Tucson, AZ 85715, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 520-733-1477 or by fax 520-733-1488. The normal business hours are 7:30am-4:30pm on Other. You can find more information about the New York firm at www.tcifp.com.