Sterling Global Strategies 13F annual report
Sterling Global Strategies is an investment fund managing more than $18 million ran by Greg Carroll. There are currently 25 companies in Mr. Carroll’s portfolio. The largest investments include Spdr S&p 500 Etf Tr and Vanguard Index Fds, together worth $8.94 million.
$18 million Assets Under Management (AUM)
As of 7th October 2020, Sterling Global Strategies’s top holding is 16,000 shares of Spdr S&p 500 Etf Tr currently worth over $4.52 million and making up 25.2% of the portfolio value.
In addition, the fund holds 50,797 shares of Vanguard Index Fds worth $4.42 million.
The third-largest holding is Procter And Gamble Co worth $1.14 million and the next is Aberdeen Std Gold Etf Tr worth $719 thousand, with 5,769 shares owned.
Currently, Sterling Global Strategies's portfolio is worth at least $18 million. The total portfolio value may be much higher due to cash
assets that are not publicly disclosed such as fixed income, real estate, or cash equivalents.
Careers at Sterling Global Strategies
The Sterling Global Strategies office and employees reside in Carlsbad, California. According to the last 13-F report filed with the SEC, Greg Carroll serves as the Chief Compliance Officer at Sterling Global Strategies.
Recent trades
In the most recent 13F filing, Sterling Global Strategies revealed that it had opened a new position in
Aberdeen Std Gold Etf Tr and bought 5,769 shares worth $719 thousand.
The investment fund also strengthened its position in Spdr S&p 500 Etf Tr by buying
15,562 additional shares.
This makes their stake in Spdr S&p 500 Etf Tr total 16,000 shares worth $4.52 million.
On the other hand, there are companies that Sterling Global Strategies is getting rid of from its portfolio.
Sterling Global Strategies closed its position in Invesco Exchng Traded Fd Tr on 15th May 2019.
It sold the previously owned 8,699 shares for $917 million.
Greg Carroll also disclosed a decreased stake in Procter And Gamble Co by approximately 0.1%.
This leaves the value of the investment at $1.14 million and 10,904 shares.
One of the smallest hedge funds
The two most similar investment funds to Sterling Global Strategies are Symmetry Peak Management and Gsb Wealth Management. They manage $17.9 million and $17.9 million respectively.
Greg Carroll investment strategy
Sterling Global Strategies’s portfolio is diversified across 6 sectors.
Currently, their heaviest sector is Consumer Discretionary — making up 9.1% of
the total portfolio value.
The fund focuses on investments in the United States as
40.0% of the portfolio companies
are based in the United States.
The majority of the companies in the fund’s portfolio are large-cap stocks.
Stocks with a size of more than $10 billion in market cap make up
28% of the total holdings value.
On the other hand, small-cap stocks make up only 8.0% of the portfolio.
The average market cap of the portfolio companies is close to $432 billion.
The complete list of Sterling Global Strategies trades based on 13F SEC filings
These positions were updated on May 15th based on the fund’s latest 13F filing. Quickly find out what the most recently closed or increased positions are.
| Security | Shares Owned | Value | Allocation |
|---|---|---|---|
| Invesco Exchng Traded Fd Tr |
Closed
8,699
|
$917,223,000 | |
| Amgen, Inc. |
Closed
1,478
|
$287,722,000 | |
| Vanguard Bd Index Fd Inc |
Closed
3,361
|
$266,225,000 | |
| Northrop Grumman Corp. |
Closed
897
|
$219,631,000 | |
| QUALCOMM, Inc. |
Closed
3,448
|
$196,181,000 | |
| Pfizer Inc. |
Closed
4,363
|
$190,453,000 | |
| Verizon Communications, Inc. |
Closed
3,356
|
$188,675,000 | |
| Chevron Corp. |
Closed
1,610
|
$175,152,000 | |
| Facebook, Inc. |
Closed
1,318
|
$172,777,000 | |
| Spdr Series Trust |
Closed
7,161
|
$249,025,000 | |
| Ishares Tr |
Closed
8,219
|
$458,487,000 | |
| Dbx Etf Tr |
Closed
4,982
|
$130,880,000 | |
| American Express Co. |
Closed
1,300
|
$123,916,000 | |
| Xcel Energy Inc. |
Closed
2,381
|
$117,312,000 | |
| Johnson & Johnson |
Closed
907
|
$116,961,000 | |
| JPMorgan Chase & Co. |
Closed
1,158
|
$113,022,000 | |
| Proshares Tr |
Closed
6,710
|
$185,564,000 | |
| Realty Income Corp. |
Closed
1,600
|
$100,840,000 | |
| Alibaba Group Hldg Ltd |
Closed
734
|
$100,609,000 | |
| Consolidated Edison, Inc. |
Closed
1,255
|
$95,957,000 | |
| Bb&t Corp |
Closed
2,134
|
$92,464,000 | |
| Walgreens Boots Alliance, Inc. |
Closed
1,342
|
$91,709,000 | |
| Microsoft Corp. |
Closed
865
|
$87,854,000 | |
| The Boeing Co. |
Closed
266
|
$85,847,000 | |
| Lilly Eli & Co |
Closed
903
|
$81,400,000 | |
| Spdr Gold Trust |
Closed
650
|
$78,813,000 | |
| Bristol Myers Squibb Co. |
Closed
1,735
|
$78,178,000 | |
| Vanguard World Fds |
Closed
1,000
|
$77,110,000 | |
| General Electric Co. |
Closed
9,213
|
$69,742,000 | |
| Altria Group, Inc. |
Closed
1,412
|
$69,739,000 | |
| Cisco Sys Inc |
Closed
1,577
|
$68,332,000 | |
| BP Plc |
Closed
1,747
|
$66,228,000 | |
| Intel Corp. |
Closed
1,371
|
$64,325,000 | |
| Autohome, Inc. |
Closed
745
|
$58,281,000 | |
| Oracle Corp. |
Closed
1,246
|
$56,257,000 | |
| Dreyfus Strategic Muns Inc |
Closed
7,166
|
$51,452,000 | |
| Vaneck Vectors Etf Tr |
Closed
1,923
|
$51,274,000 | |
| Mcdonalds Corp |
Closed
287
|
$50,986,000 | |
| Zimmer Biomet Holdings, Inc. |
Closed
480
|
$49,815,000 | |
| Pnc Finl Svcs Group Inc |
Closed
417
|
$48,731,000 | |
| Tellurian, Inc. |
Closed
7,000
|
$48,650,000 | |
| Phillips 66 |
Closed
537
|
$46,247,000 | |
| Embraer S A |
Closed
2,050
|
$45,367,000 | |
| Teledyne Technologies, Inc. |
Closed
211
|
$43,692,000 | |
| Goldman Sachs Etf Tr |
Closed
853
|
$42,907,000 | |
| Copart, Inc. |
Closed
872
|
$41,664,000 | |
| Us Bancorp Del |
Closed
895
|
$40,924,000 | |
| Caterpillar, Inc. |
Closed
320
|
$40,607,000 | |
| CDW Corp. |
Closed
492
|
$39,877,000 | |
| Edison Intl |
Closed
700
|
$39,739,000 | |
| OGE Energy Corp. |
Closed
1,000
|
$39,190,000 | |
| Primerica, Inc. |
Closed
398
|
$38,889,000 | |
| Spirit AeroSystems Holdings, Inc. |
Closed
500
|
$36,045,000 | |
| Air Prods & Chems Inc |
Closed
221
|
$35,371,000 | |
| Walmart, Inc. |
Closed
378
|
$35,168,000 | |
| Vanguard Tax Managed Intl Fd |
Closed
896
|
$33,239,000 | |
| Old Dominion Fght Lines Inc |
Closed
266
|
$32,848,000 | |
| Graco, Inc. |
Closed
758
|
$31,722,000 | |
| Aspen Technology, Inc. |
Closed
384
|
$31,557,000 | |
| Vanguard Whitehall Fds Inc |
Closed
400
|
$31,196,000 | |
| NIKE, Inc. |
Closed
419
|
$31,048,000 | |
| First Tr Morningstar Div Lea |
Closed
1,135
|
$30,917,000 | |
| WABCO Holdings, Inc. |
Closed
288
|
$30,914,000 | |
| Vanguard Intl Equity Index F |
Closed
802
|
$30,566,000 | |
| Ishares Silver Trust |
Closed
2,000
|
$29,040,000 | |
| Pool Corp. |
Closed
188
|
$27,946,000 | |
| ALLETE, Inc. |
Closed
364
|
$27,744,000 | |
| First Tr Nasdaq100 Tech Inde |
Closed
403
|
$27,451,000 | |
| Select Sector Spdr Tr |
Closed
748
|
$55,800,000 | |
| NVIDIA Corp. |
Closed
185
|
$24,698,000 | |
| International Business Machs |
Closed
209
|
$23,806,000 | |
| Netflix, Inc. |
Closed
87
|
$23,286,000 | |
| MarketAxess Holdings, Inc. |
Closed
108
|
$22,821,000 | |
| Factset Resh Sys Inc |
Closed
112
|
$22,415,000 | |
| Hff Inc |
Closed
638
|
$21,156,000 | |
| RBC Bearings, Inc. |
Closed
161
|
$21,107,000 | |
| AutoZone, Inc. |
Closed
25
|
$20,959,000 | |
| Advisorshares Tr |
Closed
2,351
|
$19,819,000 | |
| UnitedHealth Group, Inc. |
Closed
130
|
$19,572,000 | |
| Big 5 Sporting Goods Corp. |
Closed
7,529
|
$19,500,000 | |
| Nuveen California Amt Qlt Mu |
Closed
1,511
|
$19,159,000 | |
| Briggs & Stratton Corp. |
Closed
1,450
|
$18,966,000 | |
| Under Armour, Inc. |
Closed
1,150
|
$18,596,000 | |
| Schlumberger Ltd |
Closed
500
|
$18,040,000 | |
| Atlassian Corp. Plc |
Closed
200
|
$17,796,000 | |
| PriceSmart, Inc. |
Closed
301
|
$17,789,000 | |
| Henry Jack & Assoc Inc |
Closed
140
|
$17,713,000 | |
| The Toro Co. |
Closed
303
|
$16,932,000 | |
| Alphabet, Inc. |
Closed
26
|
$27,020,000 | |
| Moelis & Co. |
Closed
481
|
$16,537,000 | |
| Motorola Solutions, Inc. |
Closed
141
|
$16,220,000 | |
| Dril-Quip, Inc. |
Closed
505
|
$15,165,000 | |
| Ishares Inc |
Closed
392
|
$14,974,000 | |
| AptarGroup, Inc. |
Closed
155
|
$14,581,000 | |
| Abbott Labs |
Closed
200
|
$14,466,000 | |
| Wisdomtree Tr |
Closed
500
|
$15,475,000 | |
| EXACT Sciences Corp. |
Closed
225
|
$14,198,000 | |
| Artisan Partners Asset Mgmt |
Closed
626
|
$13,841,000 | |
| Indexiq Etf Tr |
Closed
426
|
$13,515,000 | |
| The Allstate Corp. |
Closed
159
|
$13,178,000 | |
| Hsbc Hldgs Plc |
Closed
500
|
$12,885,000 | |
| RLI Corp. |
Closed
178
|
$12,280,000 | |
| Twitter, Inc. |
Closed
426
|
$12,243,000 | |
| Constellation Brands, Inc. |
Closed
75
|
$12,062,000 | |
| Chesapeake Energy Corp. |
Closed
5,500
|
$11,550,000 | |
| Canadian Natl Ry Co |
Closed
152
|
$11,265,000 | |
| Microchip Technology, Inc. |
Closed
150
|
$10,788,000 | |
| Welltower, Inc. |
Closed
150
|
$10,412,000 | |
| ConocoPhillips |
Closed
165
|
$10,277,000 | |
| Manhattan Assocs Inc |
Closed
239
|
$10,126,000 | |
| Comcast Corp New |
Closed
296
|
$10,075,000 | |
| Cronos Group, Inc. |
Closed
950
|
$9,871,000 | |
| 3M Co. |
Closed
51
|
$9,718,000 | |
| Morgan Stanley |
Closed
243
|
$9,641,000 | |
| MaxLinear, Inc. |
Closed
500
|
$8,800,000 | |
| Etfis Ser Tr I |
Closed
1,750
|
$8,785,000 | |
| Costco Whsl Corp New |
Closed
42
|
$8,531,000 | |
| Hercules Capital, Inc. |
Closed
765
|
$8,453,000 | |
| Arconic Corporation |
Closed
500
|
$8,430,000 | |
| PayPal Holdings, Inc. |
Closed
100
|
$8,409,000 | |
| Kinder Morgan, Inc. |
Closed
533
|
$8,192,000 | |
| Workday Inc |
Closed
50
|
$7,984,000 | |
| Duke Energy Corp. |
Closed
90
|
$7,767,000 | |
| Sonos, Inc. |
Closed
750
|
$7,365,000 | |
| Neurocrine Biosciences, Inc. |
Closed
100
|
$7,141,000 | |
| Discover Finl Svcs |
Closed
117
|
$6,925,000 | |
| Core Laboratories N V |
Closed
112
|
$6,682,000 | |
| Laboratory Corp Amer Hldgs |
Closed
52
|
$6,571,000 | |
| Travelers Companies Inc |
Closed
50
|
$5,988,000 | |
| New York Cmnty Bancorp Inc |
Closed
625
|
$5,881,000 | |
| Avid Bioservices, Inc. |
Closed
1,429
|
$5,859,000 | |
| Waste Mgmt Inc Del |
Closed
65
|
$5,784,000 | |
| Gilead Sciences, Inc. |
Closed
92
|
$5,755,000 | |
| Merck & Co., Inc. |
Closed
75
|
$5,731,000 | |
| Wells Fargo Co New |
Closed
124
|
$5,714,000 | |
| Intl Paper Co |
Closed
141
|
$5,691,000 | |
| Nuveen Dow 30 Dyn Overwrite |
Closed
350
|
$5,642,000 | |
| Clearbridge Mlp And Midstrm |
Closed
525
|
$5,465,000 | |
| Dowdupont Inc |
Closed
99
|
$5,286,000 | |
| Royal Bk Cda Montreal Que |
Closed
75
|
$5,139,000 | |
| Ford Mtr Co Del |
Closed
641
|
$4,906,000 | |
| Direxion Shs Etf Tr |
Closed
262
|
$4,762,000 | |
| Skyworks Solutions, Inc. |
Closed
70
|
$4,691,000 | |
| Luminex Corp. |
Closed
200
|
$4,622,000 | |
| Scotts Miracle-Gro Co. |
Closed
75
|
$4,610,000 | |
| Spdr S&p 500 Etf Tr |
3,552.97%
16,000
|
$4,520,000 | 25.16% |
| Vanguard Index Fds |
5,594.73%
50,797
|
$4,415,000 | 24.57% |
| Intuit, Inc. |
Closed
21
|
$4,043,000 | |
| General Mls Inc |
Closed
103
|
$4,011,000 | |
| Lockheed Martin Corp. |
Closed
15
|
$3,928,000 | |
| Dean Foods Co New |
Closed
1,000
|
$3,810,000 | |
| American Elec Pwr Inc |
Closed
50
|
$3,737,000 | |
| Toronto Dominion Bk Ont |
Closed
75
|
$3,729,000 | |
| Brunswick Corp. |
Closed
80
|
$3,716,000 | |
| Amarin Corp. Plc |
Closed
250
|
$3,403,000 | |
| Credit Suisse Ag Nassau Brh |
Closed
84
|
$3,386,000 | |
| General Mtrs Co |
Closed
100
|
$3,345,000 | |
| Versum Matls Inc |
Closed
110
|
$3,049,000 | |
| Credit Suisse Group |
Closed
280
|
$3,041,000 | |
| Canopy Growth Corp. |
Closed
110
|
$2,956,000 | |
| ViaSat, Inc. |
Closed
50
|
$2,948,000 | |
| PRA Health Sciences, Inc. |
Closed
32
|
$2,943,000 | |
| Senior Hsg Pptys Tr |
Closed
247
|
$2,899,000 | |
| Helen Of Troy Corp Ltd |
Closed
21
|
$2,755,000 | |
| Snap, Inc. |
Closed
500
|
$2,755,000 | |
| First Tr Exchan Traded Fd Vi |
Closed
150
|
$2,690,000 | |
| Lrad Corp |
Closed
1,000
|
$2,520,000 | |
| Bridgepoint Ed Inc |
Closed
300
|
$2,103,000 | |
| Zebra Technologies Corp. |
Closed
13
|
$2,070,000 | |
| Stitch Fix, Inc. |
Closed
120
|
$2,051,000 | |
| Hancock John Pfd Income Fd I |
Closed
100
|
$1,875,000 | |
| ZIOPHARM Oncology, Inc. |
Closed
1,000
|
$1,870,000 | |
| Seaspine Hldgs Corp |
Closed
100
|
$1,824,000 | |
| Avon Prods Inc |
Closed
1,000
|
$1,520,000 | |
| Aurora Cannabis, Inc. |
Closed
300
|
$1,488,000 | |
| Aphria, Inc. |
Closed
200
|
$1,138,000 | |
| Procter And Gamble Co |
1.54%
10,904
|
$1,135,000 | 6.32% |
| Companhia Siderurgica Nacion |
Closed
500
|
$1,095,000 | |
| Kopin Corp. |
Closed
1,000
|
$999,000 | |
| P T Telekomunikasi Indonesia |
Closed
37
|
$970,000 | |
| China Mobile Limited |
Closed
20
|
$960,000 | |
| NRG Energy, Inc. |
Closed
23
|
$911,000 | |
| Fibria Celulose S A |
Closed
50
|
$861,000 | |
| Clean Energy Fuels Corp. |
Closed
500
|
$860,000 | |
| Teradata Corp. |
Closed
22
|
$844,000 | |
| Aberdeen Std Gold Etf Tr |
Opened
5,769
|
$719,000 | 4.00% |
| Eastman Kodak Co. |
Closed
250
|
$638,000 | |
| Disney Walt Co |
7.78%
5,634
|
$626,000 | 3.48% |
| Apple, Inc. |
4.37%
3,067
|
$583,000 | 3.25% |
| The Home Depot, Inc. |
0.19%
2,602
|
$499,000 | 2.78% |
| Sempra Energy |
2.06%
3,562
|
$448,000 | 2.49% |
| Golden Minerals Co. |
Closed
2,000
|
$438,000 | |
| Berkshire Hathaway Inc. |
Closed
2
|
$408,000 | |
| Exxon Mobil Corp. |
5.26%
4,940
|
$399,000 | 2.22% |
| Bank Amer Corp |
2.59%
14,160
|
$391,000 | 2.18% |
| Proshares Tr |
8,800.00%
8,900
|
$362,000 | 2.01% |
| Halozyme Therapeutics, Inc. |
No change
22,000
|
$354,000 | 1.97% |
| Ishares Tr |
139.78%
8,920
|
$667,000 | 3.71% |
| AT&T Inc. |
7.00%
10,720
|
$336,000 | 1.87% |
| Tesla, Inc. |
408.58%
1,185
|
$332,000 | 1.85% |
| Proshares Tr |
Opened
11,101
|
$307,000 | 1.71% |
| BioMarin Pharmaceutical, Inc. |
No change
3,000
|
$266,000 | 1.48% |
| Invesco Exchng Traded Fd Tr |
Opened
9,364
|
$262,000 | 1.46% |
| Pimco Etf Tr |
16.35%
2,507
|
$255,000 | 1.42% |
| Goldman Sachs Etf Tr |
95.67%
2,352
|
$236,000 | 1.31% |
| Amazon.com, Inc. |
2.46%
125
|
$223,000 | 1.24% |
| Select Sector Spdr Tr |
0.51%
8,633
|
$222,000 | 1.24% |
| Vanguard Group |
0.05%
1,918
|
$210,000 | 1.17% |
| Invesco Exchange Traded Fd T |
Closed
2
|
$200,000 | |
| American Fin Tr Inc |
24.02%
16,032
|
$173,000 | 0.96% |
| Adamis Pharmaceuticals Corp. |
12.20%
12,240
|
$26,000 | 0.14% |
| Vertex Energy, Inc. |
Closed
10,000
|
$0 | |
| No transactions found | |||
| Showing first 500 out of 212 holdings | |||
Hedge funds similar to Sterling Global Strategies
- Tradelink Global Equity
- Macatawa Bank
- Kls Diversified Asset Management L.P.
- Caldera Capital
- Trian Fund Management Gp
- Ug Investment Advisers
- Anchor Bolt Capital, L.P.
- Symmetry Peak Management
- Gsb Wealth Management
- Warlander Asset Management, L.P.
- Gavea Investimentos Ltda
- Adi Capital Management
- Prisma Capital Partners L.P.
- Kynikos Associates L.P.