Maino James Frederick (Avila Beach)

Maino James Frederick is a large advisory firm based in Avila Beach. It manages $102.39 million of regulatory assets for 189 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Maino James Frederick provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Maino James Frederick: assets under management

The assets under management (AUM) of Maino James Frederick is $102.39 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 54% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $102.39 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $541.77 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Maino James Frederick for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Maino James Frederick

James Frederick Maino has been acting as President since 1 Apr 1973. Lisa Erin Kilburn Maino joined the executive team most recently as the Chief Compliance Officer / Vp.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Frederick Maino	President	1 Apr 1973	50% - 75%	2754867
Lisa Erin Kilburn Maino	Chief compliance officer / vp	1 Sep 1995	50% - 75%	4334324

Based in Avila Beach

The principal office where Maino James Frederick performs its advisory services is located at 6621 Bay Laurel Drive, Avila Beach, CA 93424 The mailing address of the firm is P.O. Box 489, Avila Beach, CA 93424. It doesn’t run an office outside of the United States.