Zimmermann Investment Management & Planning LLC (New Cumberland)

Zimmermann Investment Management & Planning LLC is a large advisory firm based in New Cumberland. It manages $102.43 million of regulatory assets for 603 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Florida and Pennsylvania.

Zimmermann Investment Management & Planning provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Zimmermann Investment Management & Planning: assets under management

The assets under management (AUM) of Zimmermann Investment Management & Planning LLC is $102.43 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $100.61 million in discretionary accounts and $1.81 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $168.53 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $302.01 thousand.

Zimmermann Investment Management & Planning has custody of $35.31 million in cash and securities for 179 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Zimmermann Investment Management & Planning LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Zimmermann Investment Management & Planning serves?

The firm provides services to individuals and charitable organizations. The largest group of clients of Zimmermann Investment Management & Planning is individuals with 599 clients and $101.43 million of assets under management. Among the 8 most similar advisory firms, Zimmermann Investment Management & Planning has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $102.43 million for 600 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Zimmermann Investment Management & Planning doesn't advise any private funds.

Careers at Zimmermann Investment Management & Planning LLC

The company employs 5 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Curt Heinz Zimmermann	Managing member & chief compliance officer	1 May 2018	75% - 100%	1520383

Based in New Cumberland

The principal office where Zimmermann Investment Management & Planning LLC performs its advisory services is located at 502 Bridge Street, New Cumberland, PA 17070, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (717) 439-3089 or by fax N/A. The normal business hours are not applicable - office visits by appointment only on Other.