Krg Capital Management, L.P. (Denver)

Name: Krg Capital Management, L.P.
Address: 1800 Larimer Street, Denver, CO, 80202
Telephone: 303-390-5001

Krg Capital Management, L.P. is a large advisory firm based in Denver. It manages $1.19 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Colorado.

Krg Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Krg Capital Management: assets under management

The assets under management (AUM) of Krg Capital Management, L.P. is $1.19 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 886% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.19 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $170.46 million each.

Krg Capital Management has custody of $1.06 billion in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Krg Capital Management, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Krg Capital Management serves?

The only and largest group of clients of Krg Capital Management is pooled investment vehicles with 7 clients and $1.19 billion of assets under management. Among the 8 most similar advisory firms, Krg Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.19 billion for 7 clients. None of the firm’s clients are foreign persons or businesses.

Krg Capital Management also advises several private funds. Namely, seven private equity funds. The minimum investment commitment required of non-related persons ranges from $500,000 to $10,000,000.

Careers at Krg Capital Management, L.P.

The company employs 22 people that are either part- or full-time employees. 82 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Krg Capital	Filing adviser general partner	1 Apr 2001	Other	84-1592334
Bruce Layton Rogers	Filing adviser and relying adviser limited partner	1 Apr 2001	Other	4402959
Charles R Gwirtsman	Filing adviser limited partner	1 Apr 2001	Other	1584871
Christopher J Lane	Filing adviser limited partner	1 Apr 2001	Other	4402972
Theresa Domenico Shelton	Filing adviser chief operating officer	1 Apr 2001	Other	4498746
Steven David Neumann	Filing adviser limited partner	1 Apr 2001	Other	6473837
Mark M King	Limited partner	1 Apr 2001	Other	1343269
Charles R Givistsman	Limited partner	1 Apr 2001	Other	1584871
L.P. Cms/Krg/Greenbriar Partners	Limited partner	1 Apr 2001	25% - 50%	23-3065585
Llc Hamilton/Fac Krg Ii	Limited partner	1 Apr 2001	Other	36-4432541
Lane J Lane	Limited partner	1 Apr 2001	Other	4402972
Llc King Family Partners	Member	1 Apr 2001	Other	84-1510648
Llc Rogers Capital Partners	Member	1 Apr 2001	Other	84-1510643
Llc Gwirtsman Family Partners	Member	1 Apr 2001	Other	84-1510649
Theodore Conrad Nark	Filing adviser limited partner	1 Jun 2007	Other	6469387
Stewart Andrew Fisher	Filing adviser limited partner	1 Jul 2007	Other	6469385
Teresa A Cunningham	Chief financial officer	1 Nov 2007	Other	5506664
Kathleen S. Matheny	Cfo	1 Apr 2010	Other	5906738
Llc Kmb Holdings	Filing adviser limited partner	1 Dec 2013	Other	80-0967103
Bruce Layton Rogers	Chief compliance officer	1 Feb 2015	Other	4402959
Llc Krg Capital Successor	Relying adviser general partner	1 Mar 2015	Other	47-2969864
Stewart Andrew Fisher	Relying adviser limited partner	1 Mar 2015	Other	6469385
Theodore Conrad Nark	Relying adviser limited partner	1 Mar 2015	Other	6469387
Colton Jacob King	Relying adviser limited partner	1 Mar 2015	Other	3266054
Bennett Randolph Thompson	Relying adviser limited partner	1 Mar 2015	Other	6469388
Llc Mountaingate Capital	Relying adviser general partner	1 Mar 2015	Other	47-2969864
Estate Of Mark King	Filing adviser limited partner	1 Jan 2017	Other	81-6665650
Brenda Lynn Kavanaugh	Filing adviser limited partner	1 Jan 2017	Other	1259430

Indirect Owners

The SEC currently registers 26 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Francis Oliver Nicklin	Shareholder	1 Sep 1981	50% - 75%	347877
Katherine Zeller Nicklin	Shareholder	1 Aug 1983	50% - 75%	1477765
L.P. Cms 2000 Investment Partners Qp	General partner	1 Apr 2000	Other	23-2739732
William Landman	Shareholder	1 Apr 2000	25% - 50%	4357435
Mark I Solomon	Shareholder	1 Apr 2000	25% - 50%	1014516
Paul Silberberg	Shareholder	1 Apr 2000	25% - 50%	1014371
L.P. Cms/Krg/G Associates	General partner	1 Nov 2000	Other	23-3065583
Inc. Msps K G	General partner	1 Nov 2000	Other	23-3062062
William Landman	Shareholder	1 Nov 2000	25% - 50%	4357435
Mark I Solomon	Shareholder	1 Nov 2000	25% - 50%	1014516
Paul Silberberg	Shareholder	1 Nov 2000	25% - 50%	1014371
L.P. Cms Back End Entity Ii	Limited partner	1 Nov 2000	50% - 75%	39-0000000
Cms Sub Management Company	General partner	1 Nov 2000	Other	23-3040473
Charles Alvis Hamilton	Elected manager	1 Apr 2001	Other	234895
William Landman	Elected manager	1 Apr 2001	Other	4357435
Inc. Cms 2000	General partner	1 Apr 2001	Other	23-3038803
Mark I Solomon	Limited partner	1 Apr 2001	25% - 50%	1014516
Paul Silberberg	Limited partner	1 Apr 2001	25% - 50%	1014371
First Analysis Corporation	Member	1 Apr 2001	50% - 75%	36-3140467
Stewart Andrew Fisher	Elected manager	1 May 2013	Other	6469385
Steven David Neumann	Elected manager	1 May 2013	Other	6473837
Mark M King	Partner	1 Jun 2013	Other	1343269
Mark M King	Member	1 Dec 2013	50% - 75%	1343269
Brenda Lynn Kavanaugh	Member	1 Dec 2013	50% - 75%	1259430
Bruce Layton Rogers	Elected manager	1 Mar 2015	Other	4402959
Estate Of Mark King	Member	1 Jul 2016	50% - 75%	81-6665650

Based in Denver

The principal office where Krg Capital Management, L.P. performs its advisory services is located at 1800 Larimer Street, Denver, CO 80202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-390-5001 or by fax 303-390-5015. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at krgcapital.com.